Who Should Be the Beneficiary of Your IRA?

You have a number of choices when it comes tomore than ten years younger than the IRA owner, are
selecting a beneficiary (or beneficiaries) for your IRA.treated as being no more than ten years younger for
Some are appropriate. Some are mistakes and canRMD purposes. This is another "stretching" advantage
lead to delays and expenses in getting the funds tofor naming the spouse as beneficiary.
your desired recipients. Some may even excludeChildren
some of your desired beneficiaries. In addition, someIf children are beneficiaries, they can take the RMDs
elections are for estate planning purposes. Let's take aover their life expectancy. Since the RMDs are very
look at your options.low at the younger ages, the account can grow
No Beneficiarysubstantially over the years. For example, a $100,000
Not recommended. This mandates your IRA beIRA could distribute literally millions of dollars over the
distributed according to your will, if you have one. If youlifetime of a young beneficiary.
don't, each state has "intestate" rules that divide yourIf there is more than one child named, the youngest
estate up in ways you wouldn't ever want.age is used for RMD purposes. However, if the
An IRA with no beneficiary must be distributed withinchildren are beneficiaries of a trust, the oldest age is
five years. By contrast, a named beneficiary canused.
spread the distribution out over the balance of their lifeGrandchildren
expectancy.Because grandchildren are even younger than children
Your Estateare, the lifetime income potential from RMDs would
Naming your estate as the beneficiary is the same asfloor you. I can show you an example of the same
not naming one. The rules require a "named"$100,000 IRA used above as an example that would
beneficiary. Now your IRA goes through the probatepay out 20 million dollars to a grandchild over their
process. This costs money, takes time and subjectslifetime under the right circumstances.
your IRA to your creditors.Naming a grandchild gets into the generation skipping
Why should you pay money to be represented by antransfer tax area. But each person has a lifetime
attorney and have a judge in some probate courtgeneration-skipping transfer tax lifetime exemption of
decide whom your beneficiary will be? Why should$2,000,000 (in 2006). In any case, I would consult a tax
your beneficiaries have to wait around for your estateattorney to make sure this beneficiary election
to be closed? What if your will is challenged? What ifcoordinates with the balance of your estate plan.
you have a big estate with estate taxes due and theA Trust
IRS is questioning the valuation of your business? IThere may be some good reasons to name a trust as
have seen estates open for as long as ten years asthe beneficiary of your IRA. Your estate could be large
the debate goes back and forth between yourenough so that you do not want your IRA to be
attorney and the IRS. The worst case I can think of issubject to taxation twice. You may want to take
your IRA completely eaten up by legal fees inasmuchadvantage of the marital deduction, control where the
it may be the only liquid asset.balance of your IRA goes after the death of your
Your Spousespouse or have a spouse that is not a U.S. citizen.
This is the most common designation and makes theThese objectives need to weighed against the ability
most sense for a number of reasons.of your spouse to treat your IRA as their own with the
If the spouse is the sole beneficiary, he or she canattendant advantages. If a trust is the beneficiary, the
elect to treat the IRA as his or her own. This opens upspouse cannot make this election, even if they are the
the possibility of delaying the start of the requiredonly beneficiary of the trust.
minimum distributions (RMDs). This could be theThere are other beneficiary options beyond the scope
spouse's age 70 1/2, or for a Roth IRA, all the way toof this article. I hope it is clear that there is no rubber
the death of the spouse. It also allows furtherstamp best beneficiary election. Prior to making a
"stretching" of the IRA as the spouse can spread thebeneficiary choice, thought needs to be given to your
RMDs over their lifetime plus the lifetime of aestate, your family's circumstances, the rules and your
beneficiary.wishes.
If the spouse is more than 10 years younger than aIn many cases, you should consult a tax attorney. The
non-Roth IRA owner, their life expectancy can beexamples I have used here are my understanding of
used. Beneficiaries other than the spouse, who arethe rules and cannot be relied upon as tax advice.